Chang, Vivian Hoi Yan 張凱欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2020-09-10 | 2020-10-29 | Rep | Asset management | 2020-09-10 | 2020-10-29 | RO | Advising on securities | 2020-10-29 | 2022-09-22 | RO | Asset management | 2020-10-29 | 2022-09-22 |
| 2 | EXCELLENT TIDE SECURITIES LIMITED | Rep | Dealing in securities | 2020-09-21 | 2020-10-29 | RO | Dealing in securities | 2020-10-29 | 2023-01-31 |
| 3 | GOLD MEDAL GLOBAL INVESTMENT CO., LIMITED | Rep | Advising on securities | 2017-08-31 | 2017-09-22 | Rep | Asset management | 2017-08-31 | 2017-09-22 | RO | Advising on securities | 2017-09-22 | 2020-07-31 | RO | Asset management | 2017-09-22 | 2020-07-31 |
| 4 | Hong Kong Jiasheng International Asset Management Limited | RO | Advising on securities | 2017-05-11 | 2017-08-28 | RO | Asset management | 2017-05-11 | 2017-08-28 |
| 5 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-02-13 | 2016-08-23 |
| 6 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-09-30 | 2016-08-23 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-09-30 | 2016-08-23 | Rep | Advising on securities | 2015-03-26 | 2016-08-23 |
| 8 | Redland Asset Management Company Limited | RO | Advising on securities | 2023-03-21 | RO | Asset management | 2023-03-21 |
| 9 | South China Futures Investment Limited | Rep | Dealing in futures contracts | 2020-09-21 | 2020-10-29 | RO | Dealing in futures contracts | 2020-10-29 | 2022-09-22 |
| 10 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-09-01 | 2014-09-23 | Rep | Dealing in futures contracts | 2008-04-15 | 2014-09-23 | Rep | Advising on securities | 2010-03-24 | 2014-09-23 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy