Lam, King Tai 林景泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Reserve Securities Limited | Rep | Dealing in securities | 2007-10-25 | 2011-02-18 |
| 2 | Core Securities Company Limited (The) | Rep | Advising on securities | 2016-08-01 | 2016-09-14 | Rep | Dealing in securities | 2016-08-01 | 2016-09-14 | RO | Advising on securities | 2016-09-14 | 2017-07-11 | RO | Dealing in securities | 2016-09-14 | 2017-07-11 | Rep | Asset management | 2016-11-30 | 2017-07-11 |
| 3 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-02-25 | 2016-05-27 | Rep | Advising on securities | 2014-09-12 | 2016-05-27 | Rep | Dealing in futures contracts | 2015-06-22 | 2016-07-06 | RO | Advising on securities | 2016-05-27 | 2016-06-20 | RO | Dealing in securities | 2016-05-27 | 2016-06-20 | Rep | Advising on securities | 2016-06-20 | 2016-07-06 | Rep | Dealing in securities | 2016-06-20 | 2016-07-06 | Rep | Advising on securities | 2017-07-17 | 2017-09-06 | Rep | Dealing in securities | 2017-07-17 | 2017-09-06 | Rep | Dealing in futures contracts | 2017-07-17 | 2021-06-15 | RO | Advising on securities | 2017-09-06 | 2021-06-15 | RO | Dealing in securities | 2017-09-06 | 2021-06-15 |
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