Li, Hok Lai 李學禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Black Marble Securities Limited | RO | Dealing in securities | 2022-05-10 | 2022-06-30 |
| 2 | Bluemount Asset Management Limited | Rep | Asset management | 2017-08-09 | 2018-09-05 | RO | Asset management | 2018-09-05 | 2021-05-31 |
| 3 | Bluemount Securities Limited | RO | Advising on securities | 2016-12-05 | 2021-05-31 | RO | Dealing in securities | 2016-12-05 | 2021-05-31 |
| 4 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Advising on securities | 2016-03-16 | 2016-11-01 | Rep | Dealing in securities | 2016-03-16 | 2016-11-01 |
| 5 | EXCELLENT TIDE SECURITIES LIMITED | RO | Asset management | 2025-02-12 | Rep | Advising on securities | 2025-04-16 | Rep | Dealing in securities | 2025-04-16 |
| 6 | GIGA (HONG KONG) LIMITED | RO | Advising on securities | 2023-05-09 | 2023-07-26 | RO | Asset management | 2023-05-09 | 2023-07-26 |
| 7 | Sino Wealth Asset Management Limited | RO | Advising on securities | 2023-08-03 | 2024-09-30 | RO | Asset management | 2023-08-03 | 2024-09-30 |
| 8 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-12-01 | 2015-08-17 |
| 9 | XinKong International Securities Limited | Rep | Dealing in securities | 2005-07-05 | 2005-07-22 |
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