Li, Hok Lai 李學禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Advising on securities | 2016-03-16 | 2016-11-01 | Bluemount Securities Limited | RO | 2016-12-05 | 2021-05-31 | GIGA (HONG KONG) LIMITED | RO | 2023-05-09 | 2023-07-31 | Sino Wealth Asset Management Limited | RO | 2023-08-03 |
| 2 | Bluemount Asset Management Limited | Rep | Asset management | 2017-08-09 | 2018-09-05 | Bluemount Asset Management Limited | RO | 2018-09-05 | 2021-05-31 | GIGA (HONG KONG) LIMITED | RO | 2023-05-09 | 2023-07-31 | Sino Wealth Asset Management Limited | RO | 2023-08-03 |
| 3 | Huarong International Securities Limited | Rep | Dealing in securities | 2005-07-05 | 2005-07-22 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | 2005-12-01 | 2015-08-17 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | 2016-03-16 | 2016-11-01 | Bluemount Securities Limited | RO | 2016-12-05 | 2021-05-31 | Black Marble Securities Limited | RO | 2022-05-10 | 2022-06-30 |
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