Kwong, Yick Chor (SFC:AAO710) 鄺奕初
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ELSTONE SECURITIES LIMITED | RO | Dealing in securities | 2004-08-18 | 2013-05-01 |
| 2 | ENLIGHTEN FUTURES LIMITED | RO | Advising on futures contracts | 2003-10-27 | RO | Asset management | 2003-10-27 | RO | Dealing in futures contracts | 2004-07-01 |
| 3 | ENLIGHTEN SECURITIES LIMITED | RO | Advising on corporate finance | 2003-10-27 | RO | Advising on securities | 2003-10-27 | RO | Asset management | 2003-10-27 | RO | Dealing in securities | 2004-05-31 |
| 4 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-05-24 | 2013-07-09 | RO | Dealing in futures contracts | 2013-07-09 | 2017-12-01 | Rep | Dealing in futures contracts | 2017-12-01 |
| 5 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2013-05-24 | 2013-07-09 | RO | Dealing in securities | 2013-07-09 | 2017-12-01 | Rep | Dealing in securities | 2017-12-01 |
| 6 | TOPMORE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-07-15 | 2004-08-18 | RO | Dealing in futures contracts | 2004-08-18 | 2013-05-01 |
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