Lau, Pak Tong 劉百棠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ELSTONE SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-03 | 2013-05-01 |
| 2 | GET NICE FUTURES COMPANY LIMITED | Rep | Asset management | 2004-11-25 | Rep | Advising on futures contracts | 2007-07-27 | Rep | Dealing in futures contracts | 2007-07-27 |
| 3 | GET NICE SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-03-16 | Rep | Asset management | 2005-03-16 | Rep | Advising on securities | 2007-07-27 | Rep | Dealing in securities | 2007-07-27 |
| 4 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-05-06 | 2023-02-01 |
| 5 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2013-05-06 | 2023-02-01 |
| 6 | TOPMORE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-08-03 | 2013-05-01 |
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