Seabolt, Christopher John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2005-02-24 | 2007-08-16 | Rep | Dealing in securities | 2005-02-24 | 2007-08-16 | Rep | Advising on securities | 2006-05-17 | 2007-08-16 | Rep | Asset management | 2006-05-17 | 2007-08-16 | RO | Dealing in futures contracts | 2006-10-05 | 2007-08-16 |
| 2 | Fidelity Management & Research (Hong Kong) Limited | Rep | Asset management | 2013-02-15 | 2016-04-01 | RO | Dealing in securities | 2013-03-01 | 2023-10-20 | RO | Dealing in futures contracts | 2020-03-09 | 2023-10-20 |
| 3 | TPG-AXON CAPITAL (HK), LIMITED | Rep | Asset management | 2007-09-25 | 2012-05-24 |
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