Cheng, Rebecca Sze Ming 鄭詩明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Dealing in securities | 2010-08-06 | 2010-10-12 | RO | Dealing in securities | 2010-10-12 | 2016-12-08 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2009-07-07 | 2010-07-31 |
| 3 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-11-26 | 2009-07-01 |
| 4 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-10-02 | Rep | Advising on securities | 2003-10-02 | Rep | Asset management | 2003-10-02 | Rep | Dealing in securities | 2009-07-01 | Rep | Dealing in futures contracts | 2005-10-13 | 2009-07-01 |
| 5 | RUIFENG SECURITIES LIMITED | RO | Advising on securities | 2017-06-16 | 2019-01-17 | RO | Dealing in securities | 2017-06-16 | 2019-01-17 |
| 6 | UPMAX SECURITIES LIMITED | Rep | Dealing in securities | 2022-05-10 |
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