Fung, Stephen Siu Wah 馮兆華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | RO | Dealing in securities | 2010-10-18 | 2016-12-08 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2008-12-15 | 2009-01-19 | RO | Dealing in securities | 2009-01-19 | 2010-08-15 |
| 3 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-03-03 | 2005-05-18 | RO | Dealing in securities | 2005-05-18 | 2008-11-30 |
| 4 | ENLIGHTEN FUTURES LIMITED | RO | Dealing in futures contracts | 2003-10-24 | |
| 5 | ENLIGHTEN SECURITIES LIMITED | RO | Dealing in securities | 2003-10-24 | |
| 6 | RUIFENG SECURITIES LIMITED | RO | Advising on securities | 2017-06-16 | 2019-01-17 | RO | Dealing in securities | 2017-06-16 | 2019-01-17 |
| 7 | WING FUNG SECURITIES LIMITED | RO | Dealing in securities | 2003-12-31 | 2005-01-03 |
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