Lee, Sung Yin 李崇賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Dealing in securities | 2005-10-20 | 2006-09-08 | RO | Dealing in securities | 2006-09-08 | 2017-01-17 | Rep | Dealing in securities | 2017-01-17 | 2017-02-12 |
| 2 | BETA INTERNATIONAL SECURITIES LIMITED | RO | Advising on corporate finance | 2004-10-04 | RO | Advising on securities | 2004-10-04 | RO | Asset management | 2004-10-04 | RO | Dealing in securities | 2005-06-20 |
| 3 | UPMAX SECURITIES LIMITED | Rep | Dealing in securities | 2021-01-29 | 2021-03-02 | RO | Dealing in securities | 2021-03-02 | Rep | Asset management | 2021-07-08 |
| 4 | Wealthy Securities Limited | Rep | Dealing in securities | 2017-08-11 | 2018-01-25 | RO | Dealing in securities | 2018-01-25 | 2020-09-30 | Rep | Advising on securities | 2018-06-29 | 2020-09-30 | Rep | Asset management | 2018-06-29 | 2020-09-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy