Tam, Siu Po (SFC:AAY749) 譚少保
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Dealing in securities | 2009-11-09 | 2016-12-31 |
| 2 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-12-01 | Rep | Advising on securities | 2003-12-01 | Rep | Asset management | 2003-12-01 | Rep | Dealing in securities | 2003-12-02 |
| 3 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2003-12-04 | 2009-04-30 |
| 4 | Huarong International Securities Limited | Rep | Dealing in securities | 2008-10-22 | 2009-10-06 |
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