Cheng, Peter Tat Cheong 鄭達昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Halbis Capital Management (Hong Kong) Limited | Rep | Dealing in securities | 2004-08-14 | 2004-08-30 | Rep | Advising on securities | 2005-07-15 | 2005-10-31 | Rep | Asset management | 2005-07-15 | 2005-10-31 | Rep | Dealing in securities | 2005-07-15 | 2005-10-31 |
2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2004-08-14 | 2005-10-31 | Rep | Asset management | 2004-08-14 | 2005-10-31 |
3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-08-14 | 2005-10-31 |
4 | KEC Capital Company Limited | Rep | Asset management | 2012-12-10 | 2013-04-02 |
5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2003-07-01 | Rep | Dealing in futures contracts | 2003-07-01 |
6 | TRIBRIDGE INVESTMENT PARTNERS LIMITED | Rep | Advising on securities | 2007-07-13 | 2012-07-03 | Rep | Asset management | 2007-07-13 | 2012-07-03 |
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