Donaldson, Nicholas John (SFC:ACP433) NotApplicable
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2006-04-03 | 2007-09-10 |
2 | CBH Asia Limited | Rep | Advising on securities | 2007-10-09 | 2016-01-26 |
3 | Goldyard Capital Limited | Rep | Advising on securities | 2016-04-06 | 2019-12-11 |
4 | INTERNATIONAL COMMERCE CORPORATION | Rep | Advising on securities | 2020-01-23 | 2024-01-01 |
5 | WealthTac Global Asset Management Limited | Rep | Advising on securities | 2024-04-10 | |
6 | HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2005-06-27 | 2007-09-10 |
7 | CBH Asia Limited | Rep | Asset management | 2007-10-09 | 2016-01-26 |
8 | Goldyard Capital Limited | Rep | Asset management | 2016-04-06 | 2019-12-11 |
9 | INTERNATIONAL COMMERCE CORPORATION | Rep | Asset management | 2020-01-23 | 2024-01-01 |
10 | WealthTac Global Asset Management Limited | Rep | Asset management | 2024-04-10 | |
11 | CBH Asia Limited | Rep | Dealing in securities | 2010-10-15 | 2016-01-26 |
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