Roberts, Anthony David (SFC:AFA649)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Belvest Investment Services Limited | Rep | Advising on corporate finance | 2005-01-17 | Rep | Advising on securities | 2007-02-01 | Rep | Asset management | 2007-02-01 |
| 2 | CBH Asia Limited | Rep | Advising on securities | 2007-02-23 | 2016-01-27 | Rep | Asset management | 2007-02-23 | 2016-01-27 | Rep | Dealing in securities | 2010-11-09 | 2016-01-27 |
| 3 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2016-06-13 | 2017-10-09 | Rep | Asset management | 2016-06-13 | 2017-10-09 | Rep | Dealing in securities | 2016-06-13 | 2017-10-09 |
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