Cho, Wan 趙完
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-03-04 | 2014-12-01 |
| 2 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-03-04 | 2014-12-01 |
| 3 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-03-09 | 2017-09-29 |
| 4 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in securities | 2015-03-09 | 2017-09-29 |
| 5 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-01-02 | 2022-02-04 |
| 6 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-01-02 | 2022-02-04 |
| 7 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2023-01-16 | |
| 8 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in securities | 2023-01-16 |
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