Ling, Kim Keung 凌劍強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | RO | Dealing in futures contracts | 2003-06-30 | 2003-09-01 |
| 2 | FB SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2004-05-10 | 2004-12-22 | RO | Dealing in securities | 2004-05-10 | 2004-12-22 |
| 3 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-26 | Rep | Advising on securities | 2003-06-26 | Rep | Asset management | 2003-06-26 | Rep | Dealing in securities | 2003-06-26 | RO | Automated trading services | 2003-06-26 | 2003-07-21 | RO | Dealing in securities | 2003-06-26 | 2003-09-01 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-06-26 | Rep | Asset management | 2003-06-26 | Rep | Dealing in futures contracts | 2003-06-26 | RO | Dealing in futures contracts | 2003-06-26 | 2003-09-01 |
| 5 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-26 | Rep | Advising on securities | 2003-06-26 | Rep | Asset management | 2003-06-26 | Rep | Automated trading services | 2003-06-26 | Rep | Dealing in securities | 2003-06-26 | RO | Automated trading services | 2003-06-26 | 2003-07-21 | RO | Dealing in securities | 2003-06-26 | 2003-09-01 |
| 6 | SAGE ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2005-06-21 | 2005-12-19 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Dealing in futures contracts | 2016-08-16 | 2017-02-12 | RO | Dealing in securities | 2016-08-16 | 2017-02-12 | RO | Dealing in futures contracts | 2017-02-13 | 2018-03-19 | RO | Dealing in securities | 2017-02-13 | 2018-03-19 |
| 8 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2010-01-05 | 2010-12-20 | RO | Dealing in futures contracts | 2010-12-20 | 2017-02-12 |
| 9 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2010-01-05 | 2010-12-20 | RO | Dealing in securities | 2010-12-20 | 2017-02-12 |
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