Ng, Kwok Fung (SFC:ABY897) 吳國風
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2003-09-01 | 2003-10-14 | Rep | Dealing in futures contracts | 2003-09-01 | 2003-10-14 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Automated trading services | 2003-09-01 | 2003-10-14 | Rep | Dealing in securities | 2003-09-01 | 2003-10-14 |
| 3 | Granville Financial Services Company Limited | RO | Asset management | 2021-10-19 | 2023-03-31 |
| 4 | Hong Kong Stock Link Securities Limited | RO | Dealing in securities | 2023-04-18 | |
| 5 | Minerva Asset Global Investment Capital Limited | RO | Asset management | 2018-12-18 | 2019-05-31 |
| 6 | Minerva Holding Financial Securities Limited | RO | Dealing in securities | 2018-10-26 | 2019-06-03 |
| 7 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-09-23 | 2013-12-10 | RO | Dealing in futures contracts | 2013-12-10 | 2018-06-17 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-09-23 | 2013-12-10 | RO | Dealing in securities | 2013-12-10 | 2018-06-17 |
| 9 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2006-07-13 | 2009-10-09 | RO | Dealing in futures contracts | 2009-10-09 | 2013-09-14 |
| 10 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2006-07-13 | 2009-10-09 | RO | Dealing in securities | 2009-10-09 | 2013-09-14 |
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