Ng, Kwok Fung (SFC:ABY897) 吳國風

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Minerva Asset Global Investment Capital Limited RO Asset management 2018-12-18 2019-05-31
Granville Financial Services Company Limited RO 2021-10-19 2023-03-31
2 CELESTIAL COMMODITIES LIMITED Rep Automated trading services 2003-09-01 2003-10-14
CELESTIAL SECURITIES LIMITED Rep 2003-09-01 2003-10-14
3 CELESTIAL COMMODITIES LIMITED Rep Dealing in futures contracts 2003-09-01 2003-10-14
Tung Shing Futures (Brokers) Limited Rep 2006-07-13 2009-10-09
Tung Shing Futures (Brokers) Limited RO 2009-10-09 2013-09-14
RHB FUTURES HONG KONG LIMITED Rep 2013-09-23 2013-12-10
RHB FUTURES HONG KONG LIMITED RO 2013-12-10 2018-06-17
4 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2003-09-01 2003-10-14
Tung Shing Securities (Brokers) Limited Rep 2006-07-13 2009-10-09
Tung Shing Securities (Brokers) Limited RO 2009-10-09 2013-09-14
RHB SECURITIES HONG KONG LIMITED Rep 2013-09-23 2013-12-10
RHB SECURITIES HONG KONG LIMITED RO 2013-12-10 2018-06-17
Minerva Holding Financial Securities Limited RO 2018-10-26 2019-06-03
Hong Kong Stock Link Securities Limited RO 2023-04-18

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