Wai, Hing Hung 衛慶熊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | RO | Dealing in futures contracts | 2003-07-25 | 2005-02-28 |
| 2 | KGI ASIA LIMITED | RO | Asset management | 2003-07-24 | RO | Advising on securities | 2005-04-12 | RO | Dealing in securities | 2005-04-12 | Rep | Dealing in securities | 2014-08-19 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-06-29 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | RO | Asset management | 2003-07-24 | RO | Advising on futures contracts | 2005-04-12 | RO | Dealing in futures contracts | 2005-04-12 | Rep | Dealing in futures contracts | 2014-08-19 | 2019-06-29 |
| 4 | KGI SECURITIES (HONG KONG) LIMITED | RO | Automated trading services | 2003-07-21 | RO | Asset management | 2003-07-24 | RO | Advising on securities | 2005-04-12 | RO | Dealing in securities | 2005-04-12 |
| 5 | KGI SECURITIES (KOREA) INTERNATIONAL LIMITED | RO | Dealing in securities | 2003-07-25 | 2004-09-20 |
| 6 | Tung Shing Futures (Brokers) Limited | RO | Dealing in futures contracts | 2005-10-10 | 2014-02-24 |
| 7 | Tung Shing Securities (Brokers) Limited | RO | Dealing in securities | 2005-10-10 | 2014-02-24 |
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