Chan, Kwok Yan (SFC:AAF506) 陳國仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-08-25 | 2017-02-12 |
| 2 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-08-25 | 2017-02-12 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-02-13 | |
| 5 | HONOUR SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2003-08-23 | |
| 6 | HONOUR FUTURES LIMITED | RO | Advising on futures contracts | 2003-08-23 | |
| 7 | HONOUR SECURITIES COMPANY LIMITED | RO | Advising on securities | 2003-08-23 | |
| 8 | HONOUR FUTURES LIMITED | RO | Asset management | 2003-08-23 | |
| 9 | HONOUR SECURITIES COMPANY LIMITED | RO | Asset management | 2003-08-23 | |
| 10 | HONOUR FUTURES LIMITED | RO | Dealing in futures contracts | 2003-08-23 | |
| 11 | HONOUR SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2003-08-23 |
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