Ko, Siu Yin 高少賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-08-11 | Rep | Asset management | 2003-08-11 | Rep | Dealing in futures contracts | 2003-08-12 |
2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2019-12-04 | |
3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2019-12-04 | |
4 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2003-08-11 | Rep | Advising on securities | 2003-08-11 | Rep | Asset management | 2003-08-11 | Rep | Dealing in securities | 2003-08-12 |
5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2019-11-15 | Rep | Dealing in securities | 2017-02-13 | 2019-11-15 |
6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-08-13 | 2017-02-12 |
7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-08-13 | 2017-02-12 |
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