Lok, Shun Ngai 駱純毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2004-03-02 | Rep | Advising on futures contracts | 2004-03-04 | Rep | Asset management | 2004-03-04 | Rep | Dealing in futures contracts | 2006-10-23 |
2 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2004-03-04 | |
3 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2006-10-23 |
4 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-03-23 | 2007-05-05 |
5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-03-23 | 2007-05-05 |
6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-05-16 | 2013-05-13 |
7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-05-16 | 2013-05-13 |
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