Wong, Chun Kwong 王俊光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | Asset management | 2005-03-07 | Rep | Dealing in futures contracts | 2005-03-07 | Rep | Advising on futures contracts | 2005-09-14 |
| 2 | ROCTEC INVESTMENT LIMITED | Rep | Advising on corporate finance | 2005-03-07 | Rep | Advising on securities | 2007-02-01 | Rep | Asset management | 2007-02-01 | Rep | Advising on futures contracts | 2005-10-10 | 2007-02-01 |
| 3 | ROCTEC SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2005-03-07 | Rep | Advising on securities | 2005-03-07 | Rep | Asset management | 2005-03-07 | Rep | Dealing in securities | 2007-02-01 | Rep | Asset management | 2005-10-10 | 2007-02-01 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | Rep | Dealing in securities | 2017-02-13 | Rep | Asset management | 2019-04-23 |
| 5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-02-28 | 2017-02-12 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-02-09 | 2017-02-12 |
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