Wong, Chun Kwong 王俊光

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ROCTEC INVESTMENT LIMITED Rep Advising on corporate finance 2005-03-07
2 ROCTEC SECURITIES COMPANY LIMITED Rep Advising on corporate finance 2005-03-07
3 ROCTEC FUTURES TRADING COMPANY LIMITED Rep Advising on futures contracts 2005-09-14
4 ROCTEC INVESTMENT LIMITED Rep Advising on futures contracts 2005-10-10 2007-02-01
5 ROCTEC INVESTMENT LIMITED Rep Advising on securities 2007-02-01
6 ROCTEC SECURITIES COMPANY LIMITED Rep Advising on securities 2005-03-07
7 ROCTEC FUTURES TRADING COMPANY LIMITED Rep Asset management 2005-03-07
8 ROCTEC INVESTMENT LIMITED Rep Asset management 2007-02-01
9 ROCTEC SECURITIES COMPANY LIMITED Rep Asset management 2005-03-07
10 ROCTEC SECURITIES COMPANY LIMITED Rep Asset management 2005-10-10 2007-02-01
11 SINOPAC SECURITIES (ASIA) LIMITED Rep Asset management 2019-04-23
12 ROCTEC FUTURES TRADING COMPANY LIMITED Rep Dealing in futures contracts 2005-03-07
13 Tung Shing Futures (Brokers) Limited Rep Dealing in futures contracts 2007-02-28 2017-02-12
14 SINOPAC SECURITIES (ASIA) LIMITED Rep Dealing in futures contracts 2017-02-13
15 ROCTEC SECURITIES COMPANY LIMITED Rep Dealing in securities 2007-02-01
16 Tung Shing Securities (Brokers) Limited Rep Dealing in securities 2007-02-09 2017-02-12
17 SINOPAC SECURITIES (ASIA) LIMITED Rep Dealing in securities 2017-02-13

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