Wong, Man Ngai 黃猛毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-17 | |
| 2 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2003-04-17 | |
| 3 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2003-04-17 | |
| 4 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Asset management | 2003-04-17 | |
| 5 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Asset management | 2003-04-17 | |
| 6 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-04-17 | |
| 7 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-04-17 | |
| 8 | VERCAP Financial Services Limited | Rep | Dealing in futures contracts | 2003-04-30 | 2003-12-12 |
| 9 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-12-15 | 2004-07-26 |
| 10 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-07-30 | 2004-12-23 |
| 11 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2005-01-03 | 2017-02-12 |
| 12 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-06-17 | 2017-02-12 |
| 13 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2017-07-11 |
| 14 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-04-17 | |
| 15 | HOORAY SECURITIES LIMITED | Rep | Dealing in securities | 2003-04-30 | 2003-12-12 |
| 16 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-12-15 | 2004-07-26 |
| 17 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-07-30 | 2004-12-23 |
| 18 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2005-01-03 | 2017-02-12 |
| 19 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2016-06-17 | 2017-02-12 |
| 20 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-02-13 | 2017-07-11 |
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