Ng, Erick Leonardo 吳泳洪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-02-13 | |
| 2 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2020-07-22 | |
| 3 | HANG TUNG SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-09 | |
| 4 | HANG TUNG SECURITIES LIMITED | Rep | Advising on securities | 2003-09-09 | |
| 5 | HANG TUNG SECURITIES LIMITED | Rep | Asset management | 2003-09-09 | |
| 6 | HANG TUNG SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-09 | |
| 7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-09-09 | 2017-02-12 |
| 8 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2016-06-17 | 2017-02-12 |
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