Wu, Na (SFC:ANT430) 吳娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FIGHTON CAPITAL LIMITED | RO | Asset management | 2014-08-29 | RO | Advising on securities | 2016-07-18 |
2 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on securities | 2006-08-04 | 2010-04-14 | Rep | Asset management | 2006-08-04 | 2010-04-14 | RO | Advising on securities | 2010-04-14 | 2011-03-14 | RO | Asset management | 2010-04-14 | 2011-03-14 |
3 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2006-08-04 | 2010-04-14 | Rep | Advising on securities | 2006-08-04 | 2010-04-14 | Rep | Asset management | 2006-08-04 | 2010-04-14 | RO | Advising on futures contracts | 2010-04-14 | 2011-03-14 | RO | Advising on securities | 2010-04-14 | 2011-03-14 | RO | Asset management | 2010-04-14 | 2011-03-14 |
4 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2006-08-04 | 2010-04-14 | Rep | Advising on securities | 2006-08-04 | 2010-04-14 | Rep | Asset management | 2006-08-04 | 2010-04-14 | RO | Advising on futures contracts | 2010-04-14 | 2011-03-14 | RO | Advising on securities | 2010-04-14 | 2011-03-14 | RO | Asset management | 2010-04-14 | 2011-03-14 |
5 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2011-03-23 | 2011-04-18 | Rep | Asset management | 2011-03-23 | 2011-04-18 | RO | Advising on securities | 2011-04-18 | 2014-01-02 | RO | Asset management | 2011-04-18 | 2014-01-02 | RO | Dealing in securities | 2011-09-01 | 2014-01-02 |
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