Kim, Chung Wan 金清完
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bradbury Securities Limited | Rep | Advising on securities | 2015-08-31 | 2017-02-15 | Rep | Dealing in securities | 2015-08-31 | 2017-02-15 |
| 2 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2017-02-16 | 2018-04-19 | Rep | Asset management | 2017-02-16 | 2018-04-19 | Rep | Dealing in securities | 2017-02-16 | 2018-04-19 |
| 3 | CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2018-05-04 | 2019-04-11 | Rep | Asset management | 2018-05-04 | 2019-04-11 | Rep | Dealing in securities | 2018-05-04 | 2019-04-11 |
| 4 | GLAM Capital Limited | Rep | Advising on securities | 2019-04-23 | 2023-08-23 | Rep | Asset management | 2019-04-23 | 2023-08-23 | Rep | Dealing in securities | 2019-04-23 | 2023-08-23 |
| 5 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2013-08-01 | 2014-10-31 |
| 6 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2011-09-08 | 2013-06-15 | Rep | Dealing in securities | 2011-09-08 | 2013-06-15 |
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