Ngai, Alfred Tak Sing 魏德星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | abrdn Hong Kong Limited | Rep | Advising on securities | 2022-07-15 | Rep | Dealing in securities | 2022-07-15 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-01-05 | 2020-08-06 | Rep | Asset management | 2012-01-05 | 2020-08-06 | Rep | Dealing in securities | 2012-01-05 | 2020-08-06 |
| 3 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2012-10-17 | 2020-01-20 | Rep | Asset management | 2012-10-17 | 2020-08-04 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-01-05 | 2020-08-06 |
| 5 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2008-08-15 | 2011-04-01 | Rep | Asset management | 2008-08-15 | 2011-04-01 |
| 6 | JPMorgan Funds (Asia) Limited | Rep | Advising on corporate finance | 2004-01-15 | Rep | Advising on securities | 2004-01-15 | Rep | Asset management | 2004-01-15 | Rep | Dealing in securities | 2011-04-01 | Rep | Advising on securities | 2009-04-16 | 2011-04-01 | Rep | Asset management | 2009-04-16 | 2011-04-01 |
| 7 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2020-11-17 | 2022-06-17 | Rep | Dealing in securities | 2020-11-17 | 2022-06-17 |
| 8 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2011-06-01 | 2011-12-12 | Rep | Asset management | 2011-06-01 | 2011-12-12 | Rep | Dealing in securities | 2011-06-01 | 2011-12-12 |
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