Sung, Egwin Ling Feng 沈凌鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2011-07-04 | 2016-04-08 | Rep | Dealing in securities | 2011-07-04 | 2016-04-08 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2006-10-20 | 2008-11-20 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-10-20 | 2008-11-20 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-05-11 | 2010-09-06 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-06 | 2011-03-30 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-05-11 | 2011-03-30 |
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