Wood, Robert Michael (SFC:AVS462)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BridgeWood Alternatives Limited | RO | Advising on securities | 2021-07-02 | RO | Dealing in securities | 2021-07-02 |
| 2 | BUCEPHALUS RESEARCH PARTNERSHIP LIMITED | Rep | Advising on securities | 2018-08-02 | 2019-02-13 |
| 3 | FACTORIAL MANAGEMENT LIMITED | Rep | Asset management | 2016-03-11 | 2018-05-04 |
| 4 | Finex Hong Kong Limited | Rep | Advising on securities | 2019-02-18 | 2020-03-20 | Rep | Dealing in securities | 2019-02-18 | 2020-03-20 | RO | Advising on securities | 2020-03-20 | 2021-06-18 | RO | Dealing in securities | 2020-03-20 | 2021-06-18 |
| 5 | MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED | Rep | Asset management | 2011-10-28 | 2012-12-17 |
| 6 | SERICA PARTNERS LIMITED | Rep | Asset management | 2013-01-21 | 2014-09-13 |
| 7 | Strategic Vision Investment Limited | Rep | Asset management | 2014-09-25 | 2016-02-01 |
| 8 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2010-10-18 | 2011-10-01 | Rep | Dealing in securities | 2010-10-18 | 2011-10-01 | Rep | Asset management | 2011-02-09 | 2011-10-01 |
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