Chiu, Winnie Mo Sze 趙慕詩

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2005-03-23
2 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2005-03-23
3 Merrill Lynch (Asia Pacific) Limited Rep Asset management 2005-01-25
4 Merrill Lynch (Asia Pacific) Limited Rep Automated trading services 2005-03-23
5 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2005-05-19 2008-02-16
UBS DERIVATIVES HONG KONG LIMITED Rep 2009-09-28 2010-11-09
UBS SECURITIES ASIA LIMITED Rep 2009-09-28 2012-11-10
UBS DERIVATIVES HONG KONG LIMITED RO 2010-11-09 2012-11-10
6 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2007-02-02
Merrill Lynch Far East Limited Rep 2005-05-19 2007-02-02
Merrill Lynch (Asia Pacific) Limited RO 2007-02-02 2008-02-16
Merrill Lynch Far East Limited RO 2007-02-02 2008-02-16
UBS SECURITIES ASIA LIMITED Rep 2009-09-28 2012-11-10
UBS SECURITIES HONG KONG LIMITED Rep 2009-09-28 2010-11-09
UBS SECURITIES HONG KONG LIMITED RO 2010-11-09 2012-11-10

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