Combalot, Laurent Benoit Georges
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS DERIVATIVES HONG KONG LIMITED | RO | Dealing in futures contracts | 2005-07-08 | 2005-11-29 | Rep | Dealing in futures contracts | 2005-11-29 | 2009-05-06 | RO | Dealing in futures contracts | 2009-05-06 | 2016-12-18 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-02-04 | Rep | Advising on futures contracts | 2005-02-04 | Rep | Asset management | 2005-02-04 | Rep | Advising on securities | 2005-03-24 | Rep | Dealing in futures contracts | 2009-05-06 | Rep | Dealing in securities | 2009-05-06 | RO | Dealing in futures contracts | 2009-05-06 | RO | Dealing in securities | 2009-05-06 |
| 3 | UBS SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2009-05-06 | 2016-12-18 | RO | Automated trading services | 2011-07-06 | 2016-12-18 | RO | Automated trading services | 2016-12-19 | RO | Dealing in futures contracts | 2016-12-19 | RO | Dealing in securities | 2016-12-19 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy