Craig-Wood, Christopher John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-02-12 | 2004-04-12 |
| 2 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-05-25 | 2011-01-11 | RO | Dealing in futures contracts | 2011-01-11 | 2016-03-15 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-05-25 | 2014-03-27 | Rep | Dealing in securities | 2010-05-25 | 2016-03-15 | RO | Dealing in futures contracts | 2014-03-27 | 2016-03-15 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-07-27 | 2011-01-11 | RO | Dealing in securities | 2011-01-11 | 2016-03-15 |
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