Innerdale, David James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS DERIVATIVES HONG KONG LIMITED | RO | Dealing in futures contracts | 2011-06-23 | 2016-12-18 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2005-03-01 | 2011-06-23 | Rep | Dealing in securities | 2005-03-01 | 2018-04-30 | RO | Dealing in futures contracts | 2011-06-23 | 2023-07-14 | RO | Dealing in securities | 2018-04-30 | 2023-07-14 | Rep | Dealing in futures contracts | 2023-07-14 | Rep | Dealing in securities | 2023-07-14 |
| 3 | UBS SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2011-06-23 | 2016-12-18 | RO | Dealing in futures contracts | 2016-12-19 | 2023-07-07 | RO | Dealing in securities | 2016-12-19 | 2023-07-07 | Rep | Dealing in futures contracts | 2023-07-07 | Rep | Dealing in securities | 2023-07-07 |
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