O'Meara, Christopher James Sidney

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in futures contracts 2003-04-24 2005-04-27
Rep Dealing in securities 2003-04-24 2006-04-28
Rep Automated trading services 2003-06-03 2003-09-19
RO Dealing in futures contracts 2005-04-27 2008-09-29
RO Dealing in securities 2006-04-28 2006-11-27
Rep Dealing in securities 2006-11-27 2008-09-29
2 LEHMAN BROTHERS FUTURES ASIA LIMITED Rep Dealing in futures contracts 2003-04-24 2005-04-27
Rep Automated trading services 2003-06-03 2003-09-08
RO Dealing in futures contracts 2005-04-27 2008-09-29
3 LEHMAN BROTHERS SECURITIES ASIA LIMITED Rep Dealing in securities 2003-04-24 2006-04-28
Rep Automated trading services 2003-06-03 2003-09-04
RO Dealing in securities 2006-04-28 2006-11-27
Rep Dealing in securities 2006-11-27 2008-09-29
4 Nomura Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2008-11-28 2010-02-19
5 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-10-09 2010-03-30
Rep Dealing in securities 2008-10-09 2010-03-30
6 NOMURA SECURITIES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-02-04 2010-03-30
7 UBS DERIVATIVES HONG KONG LIMITED Rep Dealing in futures contracts 2010-07-06 2010-10-27
RO Dealing in futures contracts 2010-10-27 2014-04-10
8 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2010-07-06 2010-10-27
Rep Dealing in futures contracts 2010-07-06 2014-04-10
RO Dealing in securities 2010-10-27 2014-04-10
9 UBS SECURITIES HONG KONG LIMITED Rep Dealing in securities 2010-07-06 2010-10-27
RO Dealing in securities 2010-10-27 2014-04-10

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