O'Meara, Christopher James Sidney
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Automated trading services | 2003-06-03 | 2003-09-04 |
| 2 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Automated trading services | 2003-06-03 | 2003-09-08 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Automated trading services | 2003-06-03 | 2003-09-19 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2003-04-24 | 2005-04-27 |
| 5 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2003-04-24 | 2005-04-27 |
| 6 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2003-04-24 | 2006-04-28 |
| 7 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-04-24 | 2006-04-28 |
| 8 | LEHMAN BROTHERS ASIA LIMITED | RO | Dealing in securities | 2006-04-28 | 2006-11-27 |
| 9 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | RO | Dealing in securities | 2006-04-28 | 2006-11-27 |
| 10 | LEHMAN BROTHERS ASIA LIMITED | RO | Dealing in futures contracts | 2005-04-27 | 2008-09-29 |
| 11 | LEHMAN BROTHERS FUTURES ASIA LIMITED | RO | Dealing in futures contracts | 2005-04-27 | 2008-09-29 |
| 12 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-11-27 | 2008-09-29 |
| 13 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-11-27 | 2008-09-29 |
| 14 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-11-28 | 2010-02-19 |
| 15 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-09 | 2010-03-30 |
| 16 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-09 | 2010-03-30 |
| 17 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-04 | 2010-03-30 |
| 18 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-07-06 | 2010-10-27 |
| 19 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-07-06 | 2010-10-27 |
| 20 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-07-06 | 2010-10-27 |
| 21 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-07-06 | 2014-04-10 |
| 22 | UBS DERIVATIVES HONG KONG LIMITED | RO | Dealing in futures contracts | 2010-10-27 | 2014-04-10 |
| 23 | UBS SECURITIES ASIA LIMITED | RO | Dealing in securities | 2010-10-27 | 2014-04-10 |
| 24 | UBS SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2010-10-27 | 2014-04-10 |
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