Agarwal, Yash (SFC:AUN893)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Future Growth Asset Management Limited | Rep | Advising on securities | 2021-04-08 | 2021-10-08 | Rep | Asset management | 2021-04-08 | 2021-10-08 | RO | Advising on securities | 2021-10-08 | 2022-02-28 | RO | Asset management | 2021-10-08 | 2022-02-28 |
| 2 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2021-04-08 | 2022-02-28 | Rep | Dealing in securities | 2021-04-08 | 2022-02-28 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-02-01 | 2016-07-05 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-02-01 | 2016-07-05 | Rep | Dealing in securities | 2010-02-01 | 2016-07-05 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-02-01 | 2016-07-05 |
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