Chandler, Benjamin Victor Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2003-08-18 | 2004-06-24 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-08-18 | 2011-03-30 | Rep | Dealing in futures contracts | 2004-06-24 | 2011-03-30 | Rep | Automated trading services | 2010-06-23 | 2011-03-30 |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2020-11-16 | 2021-05-28 | RO | Dealing in securities | 2021-05-28 | Rep | Advising on securities | 2023-11-17 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-07-10 | Rep | Advising on securities | 2003-07-10 | Rep | Automated trading services | 2003-07-10 | Rep | Dealing in securities | 2003-07-10 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2003-07-10 | Rep | Dealing in futures contracts | 2003-07-10 |
| 6 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-06-29 | 2012-05-24 | RO | Dealing in futures contracts | 2012-05-24 | 2016-12-18 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-06-29 | 2019-11-01 | Rep | Dealing in securities | 2011-06-29 | 2019-11-01 |
| 8 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-06-29 | 2012-05-24 | RO | Dealing in securities | 2012-05-24 | 2016-12-18 | RO | Dealing in futures contracts | 2016-12-19 | 2019-11-01 | RO | Dealing in securities | 2016-12-19 | 2019-11-01 |
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