Faure, Olivier Pierre
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2007-06-08 | 2008-11-24 | Rep | Dealing in securities | 2009-04-30 | 2009-05-25 |
| 2 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-21 | Rep | Advising on securities | 2004-01-21 | Rep | Asset management | 2004-01-21 | Rep | Dealing in securities | 2008-11-24 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-07-06 | 2013-01-25 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-05-11 | 2013-01-25 | Rep | Dealing in futures contracts | 2011-07-06 | 2013-01-25 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-05-11 | 2013-01-25 |
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