Fok, Ronald King Man 霍敬文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Asset Management Limited | Rep | Advising on securities | 2023-03-06 | 2023-08-10 | Rep | Asset management | 2023-03-06 | 2023-08-10 | RO | Advising on securities | 2023-08-10 | RO | Asset management | 2023-08-10 | RO | Dealing in securities | 2023-08-10 |
| 2 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2023-03-06 | |
| 3 | Arta Global Markets Limited | Rep | Dealing in securities | 2023-03-06 | Rep | Advising on securities | 2023-03-06 | 2023-08-10 | Rep | Asset management | 2023-03-06 | 2023-08-10 | RO | Advising on securities | 2023-08-10 | RO | Asset management | 2023-08-10 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Advising on futures contracts | 2005-02-07 | Rep | Asset management | 2005-02-07 | Rep | Dealing in futures contracts | 2005-03-24 | Rep | Dealing in futures contracts | 2010-07-22 | 2016-12-18 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-02-04 | Rep | Advising on futures contracts | 2005-02-04 | Rep | Asset management | 2005-02-04 | Rep | Advising on securities | 2005-03-24 | Rep | Dealing in futures contracts | 2018-05-04 | Rep | Dealing in securities | 2018-05-04 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2005-03-24 | Rep | Advising on securities | 2005-03-24 | Rep | Asset management | 2005-03-24 | Rep | Dealing in securities | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2018-05-04 | Rep | Dealing in securities | 2016-12-19 | 2018-05-04 |
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