Guy, Stephane Edouard Andre
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-03-24 | 2009-06-01 | UBS DERIVATIVES HONG KONG LIMITED | Rep | 2011-05-05 | 2012-10-25 | UBS SECURITIES ASIA LIMITED | Rep | 2011-05-05 | 2012-10-25 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-03-24 | 2009-06-01 | UBS SECURITIES ASIA LIMITED | Rep | 2011-05-05 | 2012-10-25 | UBS SECURITIES HONG KONG LIMITED | Rep | 2011-05-05 | 2012-10-25 |
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