Han, Chia Lei 韓嘉蕾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-05-08 | 2008-06-23 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2006-03-10 | Rep | Dealing in securities | 2006-03-10 | Rep | Dealing in securities | 2008-07-03 | 2009-09-14 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-08-14 | 2009-09-14 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-03-19 | 2016-12-18 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-03-19 | 2019-10-17 | Rep | Dealing in securities | 2010-03-19 | 2019-10-17 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-03-19 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2019-10-17 | Rep | Dealing in securities | 2016-12-19 | 2019-10-17 |
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