Kengeter, Carsten Norbert (SFC:ANM959)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on futures contracts | 2006-06-20 | 2006-08-23 | Rep | Dealing in securities | 2006-06-20 | 2006-08-23 | RO | Advising on futures contracts | 2006-08-23 | 2008-09-22 | RO | Dealing in securities | 2006-08-23 | 2008-09-22 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | Advising on securities | 2007-02-23 | 2008-09-22 | RO | Dealing in securities | 2007-02-23 | 2008-09-22 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-06-20 | 2006-08-23 | RO | Advising on futures contracts | 2006-08-23 | 2008-09-22 | RO | Dealing in futures contracts | 2006-08-23 | 2008-09-22 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-02-09 | 2013-06-01 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-02-09 | 2013-06-01 |
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