Law, Ka Fai (SFC:APH953) 羅家輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 IDEG Asset Management (Hong Kong) Limited RO Advising on securities 2022-01-12 2022-02-06
RO Asset management 2022-01-12 2022-02-06
RO Dealing in securities 2022-01-12 2022-02-06
2 MCM Asia Limited Rep Dealing in futures contracts 2013-05-02 2017-11-16
Rep Dealing in securities 2013-05-02 2017-11-16
RO Advising on securities 2014-04-01 2016-11-10
Rep Advising on securities 2016-11-10 2017-11-16
RO Dealing in futures contracts 2019-11-21 2020-06-10
RO Dealing in securities 2019-11-21 2020-06-10
3 MCM INVESTMENT PARTNERS LIMITED RO Asset management 2017-11-16 2020-06-10
4 Morgan Stanley Asia Limited Rep Advising on futures contracts 2007-08-01 2011-01-13
Rep Advising on securities 2007-08-01 2011-01-13
Rep Automated trading services 2007-08-01 2011-01-13
Rep Dealing in securities 2007-08-01 2011-01-13
5 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2007-08-01 2010-12-06
Rep Dealing in futures contracts 2007-08-01 2010-12-06
6 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2010-12-06 2011-01-13
7 Super Quantum Capital Management (Hong Kong) Limited RO Asset management 2022-09-26 2023-08-31
8 UBS DERIVATIVES HONG KONG LIMITED Rep Dealing in futures contracts 2011-04-13 2013-02-01
9 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2011-04-13 2013-02-01
Rep Dealing in securities 2011-04-13 2013-02-01
10 UBS SECURITIES HONG KONG LIMITED Rep Dealing in securities 2011-04-13 2013-02-01

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