Li, Chun Wai (SFC:AOL205) 李俊蔚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2016-12-05 | 2021-10-25 | Rep | Dealing in futures contracts | 2016-12-05 | 2021-10-25 | Rep | Dealing in securities | 2016-12-05 | 2021-10-25 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2007-01-25 | 2009-08-24 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2021-11-18 | |
| 4 | RBS Asia Futures Limited | Rep | Dealing in futures contracts | 2008-09-05 | 2009-08-24 |
| 5 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-08-28 | 2016-06-21 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-08-28 | 2016-06-21 | Rep | Dealing in securities | 2009-08-28 | 2016-06-21 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-08-28 | 2016-06-21 |
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