Lo, Shui Wah 盧萃樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | G. H. Financials (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-09-04 | 2022-08-01 | RO | Dealing in futures contracts | 2022-08-01 |
| 2 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-07-27 | 2014-02-11 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-10-18 | 2007-05-15 | Rep | Dealing in futures contracts | 2008-12-15 | 2014-04-11 | Rep | Dealing in securities | 2014-03-03 | 2014-04-11 |
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