Moon, Jae Wook 文裁煜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2021-04-29 | Rep | Dealing in securities | 2021-04-29 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-11 | 2007-06-01 | Rep | Dealing in securities | 2007-04-11 | 2007-06-01 | Rep | Dealing in futures contracts | 2014-08-05 | 2017-02-15 | Rep | Dealing in securities | 2014-08-05 | 2017-02-15 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-05-15 | 2018-09-19 | Rep | Dealing in securities | 2017-05-15 | 2018-09-19 |
| 4 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2020-08-24 | 2020-10-16 | Rep | Dealing in futures contracts | 2020-08-24 | 2020-10-16 | Rep | Dealing in securities | 2020-08-24 | 2020-10-16 | RO | Advising on securities | 2020-10-16 | 2021-04-16 | RO | Dealing in futures contracts | 2020-10-16 | 2021-04-16 | RO | Dealing in securities | 2020-10-16 | 2021-04-16 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-12-21 | 2019-04-04 | Rep | Dealing in securities | 2018-12-21 | 2019-04-04 |
| 6 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-07-23 | 2014-05-08 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-07-23 | 2014-05-08 | Rep | Dealing in securities | 2007-07-23 | 2014-05-08 |
| 8 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-05-27 | 2014-05-08 |
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