Sillam, Jonathan Charles Marc
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2023-01-16 | 2024-05-02 | Rep | Dealing in securities | 2023-01-16 | 2024-05-02 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2009-11-09 | 2010-02-01 | Rep | Dealing in futures contracts | 2009-12-10 | 2010-02-01 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2007-01-29 | 2009-06-03 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-03-20 | 2022-09-20 | Rep | Dealing in securities | 2018-03-20 | 2022-09-20 |
| 5 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-02-09 | 2014-04-11 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-02-09 | 2014-04-11 | Rep | Dealing in securities | 2010-02-09 | 2014-04-11 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-02-09 | 2014-04-11 |
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