Spielhofer, Philippe Marc
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aberdeen International Investment Management Limited | Rep | Advising on securities | 2008-02-04 | 2009-04-30 | Rep | Dealing in securities | 2008-02-04 | 2009-04-30 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-04-23 | 2011-03-09 | Rep | Dealing in securities | 2009-04-23 | 2011-03-09 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-05-17 | 2015-09-01 | Rep | Asset management | 2011-05-17 | 2015-09-01 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-05-17 | 2015-09-01 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-05-17 | 2015-09-01 | Rep | Dealing in futures contracts | 2011-05-17 | 2015-09-01 | Rep | Dealing in securities | 2011-05-17 | 2015-09-01 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-05-17 | 2015-09-01 | Rep | Advising on corporate finance | 2012-06-07 | 2015-09-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy